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Securities and Exchange Commission and it’s Affect on the Bangladeshi Capital Market

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dc.contributor.author Sumaiya Tabassum Quader
dc.date.accessioned 2015-02-23T10:03:32Z
dc.date.available 2015-02-23T10:03:32Z
dc.date.issued 8/20/2009
dc.identifier.uri http://dspace.ewubd.edu/handle/2525/1068
dc.description This thesis submitted in partial fulfillment of the requirements for the degree of Bachelor in Business Administration of East West University, Dhaka, Bangladesh en_US
dc.description.abstract The Securities and Exchange Commission (SEC) was established on 8th June, 1993 to regulate the stock market and prevent corporate abuses relating to the offering and sale of securities and corporate reporting. The SEC was given the power to license and regulate stock exchanges. SEC has made every effort in strictly supervising the compliance of various laws, rules and regulations. Already they have developed some laws and made amendments to make the stock exchange function more effectively. Bangladesh being a developing country, security market is very important source for the growth and development of the industrial section. SEC is working for a healthy economic capital, active administrated securities market. But SEC it self is not smooth & efficient. There are few problems has been arise after it established. SEC is working on some new projects and plans. SEC introduce an online database called EDGAR from which investors can access this and other information filed with the agency. In the same online system also takes tips and complaints from investors to help the SEC track down violators of the securities laws. Apart from the macro policy of contributing to the development of the national economy through harmonization with monetary policy, securities policy dealing with securities houses and markets, generally pursue three broad objectives- Firstly, to improve the efficiency of securities market. Secondly, to ensure the stability and soundness of the financial system. Thirdly, to protect investors rights. In this paper I have shown the different departments and functions of the SEC. In the second and third section I have tried to discuss the reforms that SEC has made in the primary and secondary market. In the forth section I have discussed some of the amendments made by the SEC. In SEC four I have provided some recommendations for the improvement of regulatory systems of Bangladesh capital market finally, section five contains a conclusion. en_US
dc.language.iso en_US en_US
dc.publisher East West University en_US
dc.relation.ispartofseries ;BBA0208
dc.subject Securities and Exchange Commission en_US
dc.title Securities and Exchange Commission and it’s Affect on the Bangladeshi Capital Market en_US
dc.type Thesis en_US


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